Oath and Ordeal Part 1
A very well-done and thought provoking article on the structure and
purpose of covenant signs. This is the first part of two articles found
in the WTJ in 1965. They are reformatted, and updated for the web. Part
2 can be found here.
Oath
And Ordeal Signs, Part 1
by
Dr. Meredith G. Kline
A
more authentic identification of the covenant signs of circumcision and
baptism has been made possible through the recovery of their original
historical context of covenant form and ceremony. 1
It will be found that the new view of these rites opened up to us by our
improved historical perspective challenges the divergent ecclesiastical
traditions, not merely at distinctive points peculiar to one or another
communion but, more significantly, in respect to that which has been
their area of (at least formal) agreement. Specifically, the traditional
consensus that these sacramental symbols are primarily if not
exclusively signs of divine grace and blessing is now called in
question. And perhaps in this there is cause for hope. For if it should
really be the case that our common foundations are being shaken under us
by advances in historical knowledge, it could prove difficult to
maintain our composedly adamant stance of antagonism over against each
other. We might find ourselves tumbling together, head over traditions.
I.
Circumcision, Symbolic Oath Sanction
A.
Sign of Malediction
Genesis
17 contains the record of the institution of circumcision as a sign of
God’s covenant with Abraham and his house. This chapter is not, like
the Decalogue or Deuteronomy, the text of a treaty but an historical
narrative describing the ratification ceremony of the covenant. The
narrative, however, consists largely of the words that God spoke to
Abraham on that occasion and those words comprise the standard elements
found in ancient vassal treaties. 2
Corresponding
to the usual preamble with its introduction of the speaker is the
Lord’s declaration to Abraham: “I am God Almighty” (v. 1b). 3
Prominently featured are the stipulations of this covenant, including
the so-called GrundsatzerklÄrung, a general statement of the
nature of the covenantal relationship: Yahweh will be a God to Abraham
and his descendants (v. 7) and Abraham is to walk before him in true
loyalty (v. 1e). The special obligation laid upon the covenant servants
is that of circumcision (vv. 9–14). The communal performance of this
rite on that very day served to consummate the ratificatory proceedings
of this particular covenantal engagement (vv. 23–27). But the
obligation of circumcision was to continue beyond that day as a
permanent duty of the Abrahamic community. Certain obligations are
assumed by the Lord of the covenant also, as is the case in some of the
extra-biblical treaties, though rarely. These are appropriately
expressed in the form of promises (vv. 2 , 4–8). Since in this
covenant the Suzerain is also the divine Witness, the promissory
obligations which Yahweh undertakes as Suzerain are also a blessing
sanction which he will honor as the divine Witness when he beholds
faithfulness in the covenant servant. Another element of the treaty
pattern, i. e. , the sanctions, is thus included here among the
stipulations. 4
Curse sanction appears too, appended to the stipulation regarding
circumcision (v. 14). Also in the category of divine promise or blessing
sanction is the further revelation centering in the role of Sarah (vv.
15–21).
In
short, the transaction recorded in Genesis 17 may be identified as a
covenant of the vassal type, an administration of the lordship of the
covenant Giver, binding his servant to himself in consecrated service
under dual sanctions, blessing and curse.
Of
special importance in the establishment of vassal covenants was the
function of the oath. It was by an oath that the vassal expressed his
incorporation within the sphere of the lord’s jurisdiction. This oath
invoked the covenant sanctions, more precisely, the curse, so that curse
became a synonym for oath. And this oath-curse was customarily
dramatized in symbolic rites, the ritual actions portraying the doom
that was verbally specified in the self-maledictory oath. 5
An interesting example of such an oath-rite is found in the eighth
century B. C. treaty of Ashurnirari V and Mati’ilu:
This
ram is not brought from his herd for sacrifice, nor is he brought out
for a garitu -festival, nor is he brought out for a kinitu-
festival, nor is he brought out for (a rite for) a sick man, nor
is he brought out for slaughter a[s …] It is to make the treaty of
Ashurnirari, King of Assyria, with Mati’ilu that he is brought out. If
Mati’ilu [sins] against the treaty sworn by the gods, just as this ram
is broug[ht here] from his herd and to his herd will not return [ and
stand ] at its head, so may Mati’ilu with his sons, [his
nobles,] the people of his land [be brought] far from his land and to
his land not return [ to stand ] at the head of his land.
This
head is not the head of a ram; it is the head of Mati’ilu, the head of
his sons, his nobles, the people of his land. If those named [sin]
against this treaty, as the head of this ram is c[ut off,] his leg put
in his mouth […] so may the head of those named be cut off […] This
shoulder is not the shoulder of a ram, it is the shoulder of the one
named, it is the shoulder of [his sons, his nobles], the people of his
land. If Mati’ilu sins against this treaty, as the show[lder of this
ram] is torn out, […] so may the [shoulder of the one named, [his]
sons, [his nobles,] the people of [his land] be torn out […]” (Col.
1:10 ff.). 6
Oath-curse
was, moreover, practically synonymous with covenant (cf. , e.
g. , Deut. 29:11 (12)) and the substitution rites symbolizing the
oath-curse coalesced with the rites which ratified the covenant. In the
treaty just cited, for example, it is the ram which is brought out for
the explicit purpose of making the treaty that serves at the same time
expressly to represent the vassal people suffering the curse of the oath
of allegiance sworn by Mati’ilu. The ram cut off from the herd never
to return, the ram with its head and other members severed, symbolized
the curse fate of the covenant breaker. But it was this same cutting off
of the ram that made the covenant. 7
The practice of slaying an animal in the ceremony of covenant
ratification is widely attested 8
and out of this common rite arose the familiar biblical and
extra-biblical terminology of “cutting a covenant” and the
synonymous “cutting a curse”. 9
It
is generally recognized that a dismembering ritual like that described
in Genesis 15 is to be explained by reference to the complex of concepts
and ceremonies we have just described. 10
But here too is the historical-juridical context for the understanding
of the vassal covenant of Genesis 17 and, more particularly, for the
interpretation of its cutting off rite of circumcision. This means that
circumcision was the rite by which the covenant of Genesis 17 was
“cut”. It means further that circumcision symbolized the oath-curse
by which the Abrahamic community confessed themselves under the judicial
authority and more precisely under the sword of God Almighty. 11
What
is suggested by the broad structure of Genesis 17 is confirmed by the
particulars about circumcision given in verses 9–14 . Circumcision is
called God’s covenant, his covenant in the flesh of his people (vv. 9
, 10 , 13). This identification of covenant with circumcision reminds us
at once of the coalescence of the covenant with its oath-curse in the
extra-biblical treaties. Moreover, the meaning of circumcision as symbol
of the oath-curse is actually expressed in so many words in verse 14 .
There the threat of the curse sanction sounds against the one who breaks
the covenant by not obeying the command of circumcision: “(he) shall
be cut off”. The use of the verb kārat in this specific
description of the curse clearly echoes the idiom of cutting a covenant
(kārat bÿrît) and it is an unmistakable allusion to
the nature of the rite of circumcision. So in this, the primary passage
for the interpretation of circumcision, the general and specific
considerations unitedly point to the conclusion that circumcision was
the sign of the oath-curse of the covenant ratification. In the cutting
off of the foreskin the judgment of excision from the covenant
relationship was symbolized.12
B.
Sign of Consecration
The
oath whose curse sanction circumcision symbolized was an oath of
allegiance. It was an avowal of Yahweh as covenant Lord, a commitment in
loyalty to him. As the symbolized curse which sealed this pledge of
allegiance, circumcision partook of the import of the oath. It was,
therefore, a sign of consecration. Hence Israel is commanded:
“Circumcise yourselves to the Lord” (Jer. 4:4).
Circumcision’s
consecratory import appears in the figurative use made of the idea in
the law of the fruit trees in Leviticus 19:23–25 . For the first three
years the fruit was regarded as “uncircumcised” and might not be
eaten. The fruit of the fourth year was to be consecrated in joyful
praise to the Lord and then Israel might eat of the fruit of the fifth
year. 13
According to this pattern it was the act of consecrating the tree in its
firstfruit to the Lord that terminated the state of uncircumcision and
so constituted the circumcision of the tree.
For
Abraham the consecratory purpose of circumcision was brought home in
another cutting ritual he was afterwards called to perform. When Isaac
the son of promise was born, Abraham had circumcised him on the eighth
day as God had commanded (Gen. 21:4). But later God summoned Abraham to
take up the knife again and to perfect Isaac’s circumcision by cutting
him off altogether from among the living (Gen. 22:1 ff.). The
identification of this cutting off of Isaac as “a burnt offering”
(v. 2), the form of sacrifice expressive of total consecration,
illuminates the meaning of these knife rituals. Circumcision, whether
partial or complete, was an act of consecration.
With
this demand laid upon Abraham to perfect the circumcision of his son, he
was confronted with the dilemma of circumcision-consecration. The son of
Adam who would consecrate himself to God in the obedience of covenant
service can do so only by passing through the judgment curse which
circumcision symbolizes. Isaac must be cut off in death at the altar of
God. In the circumcision of the foreskin on the eighth day he had passed
under the judgment knife of God apart from God’s altar in a merely
symbolic, token act of conditional malediction. But this cutting off of
the whole body of Isaac’s flesh to be consumed in the fire of the
altar of God was a falling under the actual judgment curse. This was an
infliction in reality of that curse which was but symbolized by the
ordinary circumcision made with hands. How then can there be a
realization of the proper purpose of the redemptive covenant
administered to Abraham? How can Isaac be consecrated to living service
in the favor of God if he must be consecrated in death as an object of
divine condemnation? And how can there be a fulfillment of the decree of
election if the whole redemptive program aborts here and now in the
damnation of Isaac?
The
answer to this dilemma began to unfold in an earlier knife rite, or
circumcision, in which Abraham had participated. Genesis 15 tells us of
a covenant cutting and a theophany which Abraham witnessed amid darkness
and horror — the only proper setting for this Old Testament Golgotha.
There in the passage of God, in the divided theophanic symbol of smoking
furnace and flaming torch between the dismembered creatures, the mystery
of the abandonment of the Son of God emerged beforehand. For what
Abraham witnessed was the strange self-malediction of the Lord of the
covenant who would himself undergo the covenant’s curse of cutting
asunder rather than fail to lead his servant into the promised fulness
of beatitude.
From
this knife ceremony Abraham might later elicit the meaning of the
cutting rite which God appointed to him as the sign of the covenant in
his flesh. And remembering this same divine oath-curse of dismembering,
Abraham on the mount of Moriah might more fully comprehend what it meant
that God had stayed the knife of judgment in his hand and had showed him
Isaac’s substitute caught by its horns in the thicket. When the hour
of darkness should come, it was the Lord who would himself be Isaac’s
sacrificial ram. What God had before declared himself ready to do in
order to fulfill the covenant promise to Abraham, he now by the ram
intimates that he will do — he will himself come under the judgment
knife and suffer the curse as a substitute for sinners.
Read
together in the light of fulfillment, the three cutting rituals of
Genesis 15, 17, and 22 proclaim the mystery of a divine circumcision —
the circumcision of God in the crucifixion of his only-begotten. Paul
called it “the circumcision of Christ” (Col. 2:11). The circumcision
of the infant Jesus in obedience to Genesis 17 , that partial and
symbolic cutting off, corresponded to the ritual of Genesis 15 as a
passing of one who was divine under the curse threat of the covenant
oath. That was the moment, prophetically chosen, to name him
“Jesus”. But it was the circumcision of Christ in crucifixion that
answered to the burnt-offering of Genesis 22 as a perfecting of
circumcision, a “putting off” not merely of a token part but “of
the (whole) body of the flesh” (Col. 2:11), not simply a symbolic
oath-cursing but a cutting off of “the body of his flesh through
death” (Col. 1:22) in accursed darkness and dereliction.
Here
then was the direction for faith to look for the solution to the dilemma
of circumcision as a sign of consecration. By the demand to slay Isaac,
God reminds us that all the ordinary generation of Adam, even Abraham
and his promised seed, are covenant breakers and must be consecrated to
him by coming to the place of the curse. But beholding the ram on Moriah
and God’s own oath ritual of dismembering, may not even Old Testament
faith have discerned the way of grace, the way of identification with
God in his cutting off in the dread darkness, the way that cannot but
lead through the curse into blessing, beyond death unto life? 14
The prophet who later wrote of the messianic Servant that “he was cut
off out of the land of the living, stricken for the transgression of my
people” (Isa. 53:8b) might have articulated this Old Testament
identification faith in some such assurance to the faithful as this: You
were cut off with the Servant in circumcision, wherein also you were
buried with him, whose grave is appointed with the wicked, and you were
also raised with him, for he shall be exalted and divide the spoil with
the strong.
That,
in any case, is the gospel of circumcision according to Paul. In the
Colossians 2 passage already cited Paul affirms the union of the
Christian with Christ in his crucifixion-circumcision: “in whom ye
were also circumcised with a circumcision not made with hands, in the
putting off of the body of the flesh, in the circumcision of Christ;
having been buried with him in baptism, wherein ye were also raised with
him through faith in the working of God, who raised him from the dead”
(vv. 11 , 12 , ARV). That Paul here interprets circumcision as a
dying or death is clear from the sequence of ideas: circumcision,
burial, resurrection (cf. Rom. 6:3 , 4). This is confirmed by the
exposition of circumcision as a “putting (or stripping) off” 15
the latter being in turn synonymous with “putting to death” (Col.
3:5–9). 16
As a death in union with Christ, the representative sin-bearer, in his
crucifixion, the Christian’s circumcision-death is an undergoing of
the wrath of God against sin, a falling under his sword of judgment. It
is a judicial death as the penalty for sin. 17
Yet, to be united with Christ in his death is also to be raised with him
whom death could not hold in his resurrection unto justification. So it
is that circumcision, which in itself as a symbolic action signifies the
sword of the Lord cutting off his false servants, as a sign of the
Covenant of Redemption takes on, alongside the import of condemnation,
that of justification, the blessing that may come through the curse.
Paul
traces this wider import of circumcision beyond justification so as to
include regeneration and sanctification. The appropriate expression and
inevitable accompaniment of our judicial circumcision-death in Christ is
the death of the old man, our dying to the dominion of sin. Paul
interprets the circumcision-putting off as such a spiritual
transformation, if not in Col. 2 :llb. ff., 18 yet clearly so in Col.
3:5–9 . The element of subjective, spiritual-moral qualification thus
occupies a place in the Pauline doctrine of circumcision as a derivative
from the rite’s prior meaning as a sign of the objective curse of the
covenant.
Elsewhere,
too, in both the Old and New Testaments the idea appears in the form of
demand, declaration, and promise that when the consecration sworn in the
circumcision oath is fulfilled in the power of the redemptive principle
operative in the covenant, it becomes a matter of heart-consecration in
the obedience of love to the covenant Lord. A specific, spiritualized
usage developed according to which the redemptively consecrated heart
and various other organs of expression for such a heart, like the lips
and ears, were spoken of as circumcised. In fact, as touching the
righteousness of the law (or the proper purpose of the covenant), Paul
warned that the circumcision of the flesh without circumcision of the
heart was uncircumcision (Rom. 2:25–29 ; cf. Lev. 26:41 ; Deut.
10:16 ; 30:6 ; Jer. 4:4 ; 6:10 ; 9:24 , 25 (25 , 26); Acts 7:51 ; Rom.
4:11 ; Phil. 3:3).
Conclusions:
The theology of circumcision can be summarized in the ideas of
malediction, consecration, identification, justification, and spiritual
qualification. The ancient rituals of covenant ratification, both
biblical and their international parallels, provide the original
historical orientation for the interpretation of this ordinance. In this
light circumcision is found to be an oath rite and, as such, a pledge of
consecration and a symbol of malediction. That is its primary, symbolic
significance.
Beyond
that, the broader import of circumcision is determined by the specific
nature of that covenant of which it is declared to be a sign and
especially, since circumcision is a sanction sign, by the peculiar
nature of the judgment in which that covenant issues. As for the
covenant, it was a law covenant, not a simple guarantee of blessing but
an administration of the lordship of God, a covenant therefore which
confronted the servant with dual sanctions, curse and blessing. And the
carrying out of the sanctions in these oath-ratified covenants was
regarded as the rendering of a direct verdict by the God (gods) of the
oath, that is, as a trial by ordeal. 19
Hence,
by circumcision, the sign of the consecratory oath of the Abrahamic
Covenant, a man confessed himself to be under the juridical authority of
Yahweh and committed himself to the ordeal of his Lord’s judgment for
the final verdict on his life. The sign of circumcision thus pointed to
the eschatological judicial ordeal with its awful sanctions of eternal
weal or woe.
In
the case of a covenant with the fallen sons of Adam, their nature as
covenant breakers from their youth would seem to preclude any outcome
for the divine ordeal other than condemnation. Yet the very fact that
God makes a covenant with such subjects reveals that along with justice
the principle of redemptive grace is operative here with its totally new
and unpredictable possibilities. The covenant is a law covenant but it
is a redemptive law covenant. Accordingly, its consummating judgment is
a redemptive judgment, the curse of which can be suffered not only (not
even properly) by the covenant servant in himself; it may also be
undergone by him in the divine Redeemer-Substitute. In the one case the
curse is curse and no more; in the other, the curse becomes the way to
beatitude. Redemptive judgment thus consists in an execution of the
covenant’s dual sanctions in the form of curse and
blessing-through-curse. 20
This, therefore, is what circumcision signifies. The original
maledictory meaning of circumcision continues throughout the broad
spectrum of its meaning, curse being an integral, if penultimate,
element even in the judgment of the blessed.
“And
it shall come to pass, that in all the land, saith the Lord, two parts
therein shall be cut off and die; but the third shall be left therein”
(Zech. 13:8). Here the potential symbolized in circumcision is
prophetically viewed in its historical actualization as the prophet
interprets the future of the covenant as a fulfillment of the
malediction invoked at its beginning.
Judgment
will befall the covenant community, a time of cutting off. For
two-thirds the circumcision-judgment will be unto death. But a third
part will be left in whom the consecration pledged in circumcision will
be realized according to the proper purpose of redemptive covenant. Of
them the Lord says. “It is my people”; and they respond, “The Lord
is my God” (v. 9b). Even this destiny, however, is reached only by a
passage of this remnant “through the fire” (v. 9a); they too must
undergo the ordeal symbolized by circumcision. And Zechariah penetrates
yet deeper into the mystery of circumcision when he speaks of God’s
judgment sword wielded against a God-man: “Awake, O sword, against my
shepherd, and against the man that is my fellow, saith the Lord of
hosts: smite the shepherd, and the sheep shall be scattered: and I will
turn mine hand upon the little ones” (v. 7). Here Old Testament
prophecy proclaims the New Testament’s deliverance out of the
malediction of human circumcision by pointing to the
malediction-benediction of the circumcision-resurrection of Christ.
21
II.
Baptism, Sign Of Judgment
In
view of the conclusions we have reached concerning circumcision we are
bound to ask ourselves whether traditional approaches to Christian
baptism may not have unduly restricted its import too. According to
Reformed theology, baptism is a sacramental seal of the benefits of
Christ’s grace, a sign of union with the triune God and of those
judicial and spiritual blessings that are secured in Christ. But this
theology, appealing (rightly) to the unity of the divine covenants, has
maintained that the significance of baptism corresponds to that of
circumcision. Does then the New Testament encourage, or even clearly
require us to interpret baptism, not exclusively as a sign of blessing,
but, like circumcision, as a sign of Christ’s redemptive judgment with
its benedictions and maledictions alike? Must we enlarge our theology of
baptism so as to see in it a more comprehensive symbol of the
eschatological judgment that consummates the covenant of which baptism
is a sign? 22
What
follows is not a general survey of the New Testament teaching concerning
baptism. The emphasis will be one-sided because our purpose is simply to
call attention to what we believe to be a neglected element in the
meaning of this ordinance of Christ. Although silence is not then to be
construed necessarily as rejection of other aspects of the matter, it
may be acknowledged at once that the incorporation of the new element
would seem to require a change in the total bearing and the central
thrust of the traditional doctrine of baptism.
A.
The Baptism of John
However
the precise relationship between the baptism administered by John the
Forerunner and that of the Christian church is to be defined, the
significance of the earlier rite naturally entered into the apostolic
conception of baptism as ordained for them by the Lord Jesus. John
indeed compared his ministry and that of Jesus explicitly in terms of
baptism (Matt. 3:11 , 12). It is, therefore, important to observe that
in the revelation associated with John, baptism is emphatically a sign
of eschatological judgment.
1.
Messenger of Ultimatum
In
order to see the mission of John the Forerunner in proper historical
perspective it will be useful to review certain procedures followed in
ancient covenant administration. When a vassal failed to satisfy the
obligations of the sworn treaty, the suzerain instituted a covenant
lawsuit against him. The legal process was conducted by messengers. In
the first of its two distinct phases messengers delivered one or more
warnings. These were couched in a form that reflected the pattern of the
original treaty. Stylistically, interrogation was a distinctive feature.
The vassal was reminded of the suzerain’s benefits and of the treaty
stipulations, explanation of his offences was demanded, and he was
admonished to mend his ways. He was also confronted anew with the curses
of the covenant, now in the form of an ultimatum, and warned of the
vanity of all hope of escape through recourse to any alien quarter. If
the messenger of the great king was rejected, imprisoned, and especially
if he was killed, the legal process moved into its next phase. This was
the declaration of war as an execution of the sacred sanctions of the
treaty, and so as a visitation of the oath deities against the offender,
a trial by ordeal. 23
The
mission of the Old Testament prophets, those messengers of Yahweh to
enforce the covenant mediated to Israel through Moses, is surely to be
understood within the judicial framework of the covenant lawsuit. So too
the mission of John the Baptist. John was sent with the word of
ultimatum from Yahweh to his covenant violating vassal, Israel.
Was
it not precisely this judicial process that Jesus had in mind when he
interpreted the succession of divine messengers in the parable of the
vineyard? 24
The servants of the parable were sent by the “lord of the vineyard”
to demand for him his due. But the husbandmen repudiated their
obligations, handled the messengers shamefully, beat them, stoned them,
sent them away empty, even killed some of them. That the rejection of
John was particularly in view in this parable is indicated by its
location immediately after the record of Jesus’ counter-challenge to
the Jewish authorities with respect to the origin of John’s baptism.
25
And Jesus himself was of course the lord of the vineyard’s son, who
was cast out and slain. Because Israel had repudiated his lordship and
despised his ultimatum, God would inflict on them the vengeance of the
covenant. 26
In fact, Jesus, as the final messenger of the covenant, was declaring
the verdict against Israel in the very process of speaking unto them
this parable.
It
is possible to discern reflections of the ancient covenant lawsuit
paradigm in these words of Jesus. Parabolic though it is in form, this
discourse was part of a legal conflict of Jesus with the officialdom of
Israel over the precise subject of covenant authority. 27
The parable served to remind them of the benefits bestowed by the Lord
of the covenant: he had planted the vineyard, hedged it about, digged
the winepress, and built the tower. The parable also confronted the
vassals with the treaty stipulations and their disloyalty in failing to
present their tribute at the appointed season. Nor is the interrogative
element missing; it was by a question that Jesus elicited from the
recalcitrants themselves their own verdict of destruction and
disinheritance. 28
And the whole discourse issued in a solemn decree of judgment. 29
To
the same effect had been Malachi’s prophetic interpretation of the
coming Lord and his Forerunner; he too depicted them as the bearers of
the ultimatum and the final verdict. For Malachi spoke of two
messengers, the one called “my [ i. e. , the Lord’s]
messenger” and the other, “the messenger of the covenant” (Mal.
3:1). Of the first he wrote: “he shall prepare the way before me”.
30
Again, Malachi spoke of a coming of “Elijah” (i. e. , John)
31
as a precursor of “the great and terrible day of the Lord”. His
mission was to be one of warning lest Israel’s Lord smite them “with
a curse” (Mal. 3:23 , 24 (4:5 , 6)). For at his fiery advent the Lord
would refine his people by judgment (cf. Mal. 3:2 ff.). 32
What
is narrated in the Gospels concerning the ministry of John comports
fully with the understanding of his role as that of messenger of the
covenant to declare the Lord’s ultimatum of eschatological judgment.
The voice in the wilderness cried, “Repent ye: for the kingdom of
heaven is at hand” (Matt. 3:2). It warned of “the wrath to come”
and of the vanity of reliance on external earthly relationships, even
descent from Abraham. If the trees did not bring forth satisfactory
fruit, if they were not properly circumcised unto the Lord (cf. Lev.
19:23–25), then they must be cursed as a cumbrance to the ground and
cut off. The axe was even now “laid unto the root” to inflict this
judgment of circumcision. 33
One
would expect that the baptism of John as the sign of such a mission of
ultimatum would portray by its own symbolic form the threatened ordeal
of divine judgment. Of course, in the usually alleged ritual antecedents
of John’s baptism (viz., the Levitical lustrations, proselyte baptism,
the Qumran washings) and frequently in the figurative use of water in
the prophets 34
it is the cleansing property of water that is in view. Moreover,
John’s baptism is called a “baptism of repentance unto the remission
of sins” (Mk. 1:4 ; Lk. 3:3). Consequently, the baptismal waters of
John have been understood as symbolic of a washing away of the
uncleanness of sin. But the possibility must be probed whether this
water rite did not dramatize more plainly and pointedly the dominant
theme in John’s proclamation (particularly in the earlier stage before
the baptism of Jesus), namely, the impending judicial ordeal which would
discriminate and separate between the chaff and the wheat, rendering a
verdict of acceptance but also of rejection. The fact is that for such
an interpretation of the rite there is ample biblical-historical
justification.
2.
Symbolic Water Ordeal
Appeal
to the gods for judicial decision was a standard feature in ancient
legal procedure. Varieties of trial by ordeal ranged all the way from
the oath of the individual sworn under sanctions to be executed by the
oath deities to international wars in settlement of covenant
controversy, the disposition of the conflict being again the decision of
the oath gods invoked in the treaties. The most graphic example of the
ordeal technique in Israelite judicial practice was the jealousy ordeal
prescribed in Numbers 5. A more familiar variety of ordeal was the
drawing of lots to expose the guilty. 35
But apart from prescribed court procedure the principle of ordeal comes
to expression in every judicial intervention of God in history.
The
two common elemental forces that functioned as ordeal powers were water
and fire. So it is too, as Peter observes, in cosmic history. God’s
judgment of the ancient world was by water and the day of judgment
awaiting the present heaven and earth will be an ordeal by fire. 36
The
water ordeal was long current in the ancient Near East. It was practised
throughout the Mesopotamian world and it is attested as early as the
earliest known law code, that of the Sumerian Ur-Nammu.
Illustrative
is the case dealt with in the second law of Hammurapi’s Code. The
accused was required to cast himself into the river. The word used for
river in this law is preceded by the determinative for deity. The
concept was, therefore, that the accused was casting himself into the
hands of the divine judge who would declare the verdict. Emergence from
the divine waters of ordeal would signify vindication: “If the River
shows that man to be innocent and he comes forth safe”, he shall
dispossess his false accuser and the latter shall be put to death. But,
“if the River overpowers him, his accuser shall take possession of his
estate”. 37
Archetype
of water ordeals was the Noahic deluge. The main features of the
subsequent divine-river trials were all found in the judgment of the
Flood: the direct revelation of divine verdict, the use of water as the
ordeal element, the overpowering of the condemned and the deliverance of
the justified, and the entrance of the ark-saved heirs of the new world
into the possession of the erstwhile estates of the ungodly.
The
other outstanding water ordeals of Old Testament history were those
through which Moses and Joshua led Israel at the Red Sea and the Jordan.
These too were acts of redemptive judgment wherein God vindicated the
cause of those who called upon his name and condemned their adversaries.
The exodus ordeal, with Israel coming forth safe and the Egyptians
overwhelmed in the depths, strikingly exemplified the dual potential of
the ordeal process. In the Jordan ordeal, the dispossession of the
condemned by the acquitted was prominent. At that historical juncture
the rightful ownership of Canaan was precisely the legal issue at stake
and God declared in favor of Israel by delivering them from Jordan’s
overflowing torrents. Thereby Israel’s contemplated conquest of the
land was vindicated as a holy war, a judgment of God. And the melting
hearts of the Amorite and Canaanite kings, who grasped the legal
significance of the episode as a divine verdict against them, was the
inevitable psychological result (which would contribute in turn to the
fulfillment of the verdict) in a culture where, even if superstitiously,
the reality of the sacred ordeal was accepted. 38
Since,
then, the most memorable divine judgments of all covenant history had
been trials by water ordeal and since John was sent to deliver the
ultimatum of divine judgment, it does not appear too bold an
interpretation of the baptismal sign of his mission to see in it a
symbolic water ordeal, a dramatic enactment of the imminent messianic
judgment. In such a visualization of the coming judgment John will have
been resuming the prophetic tradition of picturing the messianic mission
as a second Red Sea judgment (and so as a water ordeal). 39
Indeed,
read again in the light of the history of covenant ordeals, the whole
record of John’s ministry points to the understanding of his water
rite as an ordeal sign rather than as a mere ceremonial bath of
purification. The description of John’s baptism as “unto the
remission of sins”, which is usually regarded as suggesting the idea
of spiritual cleansing, is even more compatible with the forensic
conception of a verdict of acquittal rendered in a judicial ordeal. The
time had come when here in the Jordan River, where once Yahweh had
declared through an ordeal that the promised land belonged to Israel, he
was requiring the Israelites to confess their forfeiture of the
blessings of his kingdom and their liability to the wrath to come. Yet
John’s proclamation was a preaching of “good tidings” to the
people (Lk. 3:18) because it invited the repentant to anticipate the
messianic judgment in a symbolic ordeal in the Jordan, so securing for
themselves beforehand a verdict of remission of sin against the coming
judgment. To seal a holy remnant by baptism unto the messianic kingdom
was the proper purpose of the bearer of the ultimatum of the great King.
Further
support for the interpretation of a baptismal rite as a sign of ordeal
is found in the biblical use of βαπτίζω
(and βάπτισμα)
to denote historic ordeals. 40
Paul described Israel’s Red Sea ordeal as a being baptized (I Cor.
10:2) and Peter in effect calls the Noahic deluge ordeal a baptism (I
Pet. 3:21). To these passages we shall want to return. But of particular
relevance at this point is the fact that John the Baptist himself used
the verb βαπτίζω
for the impending ordeal in which the One mightier than he would wield
his winnowing fork to separate from the covenant kingdom those whose
circumcision had by want of Abrahamic faith become uncircumcision and
who must therefore be cut off from the congregation of Israel and
devoted to unquenchable flames. With reference to this judicially
discriminating ordeal with its dual destinies of garner and Gehenna John
declared: “He shall baptize you with the Holy Ghost and with fire”
(Matt. 3:11 f.; Lk. 3:16 f.; cf. Mk. 1:8). 41
More
than that, John instituted a comparison between his own baptismal rite
and the baptismal ordeal to be executed by the coming One: “I indeed
baptize you with water … he shall baptize you with the Holy Ghost and
with fire”. John called attention to the great difference; his own
baptism was only a symbol whereas the coming One would baptize men in an
actual ordeal with the very elements of divine power. But the
significant fact at present is not that John’s baptism was only a
symbol but that, according to his own exposition of it, what John’s
baptism symbolized was the coming messianic judgment. That is certainly
the force of his double use of “baptize” in this comparison.
Jesus’
reception of John’s baptism can be more easily understood on this
approach. As covenant Servant, Jesus submitted in symbol to the judgment
of the God of the covenant in the waters of baptism. The event
appropriately concluded with a divine verdict, the verdict of
justification expressed by the heavenly voice and sealed by the
Spirit’s anointing, Messiah’s earnest of the kingdom inheritance
(Matt. 3:16 , 17 ; Mk. 1:10 , 11 ; Lk. 3:22 ; cf. Jn. 1:32 , 33 ;
Ps. 2:7 f.). 42
For Jesus, as the Lamb of God, to submit to the symbol of judgment was
to offer himself up to the curse of the covenant. By his baptism Jesus
was consecrating himself unto his sacrificial death in the judicial
ordeal of the Cross. 43
Such an understanding of his baptism is reflected in Jesus’ own
reference to his coming passion as a baptism: “I have a baptism to be
baptized with” (Lk. 12:50 ; cf. Mk. 10:38). 44
Further
background for Jesus’ conceptualizing of his sufferings as a water
ordeal (and at the same time an additional antecedent for John’s
introduction of a water rite symbolic of judicial ordeal) is found in
those supplicatory Psalms in which the righteous servant pleads for
deliverance from overwhelming waters. Of particular interest is Psalm 69
, from which the New Testament draws so deeply in its explication of the
judicial sufferings of Christ: “I am come into deep waters, where the
floods overflow me … . Let not the waterflood overflow me, neither let
the deep swallow me up” (vv. 2b , 15a ; cf. vv. 1 , 2a , 14).
45
The currency of this imagery in the days of John and Jesus is attested
by the Qumran hymns. 46
The ultimate judicial origin of the figure in the literal practice of
trial by water is evidenced by the judicial atmosphere and structuring
of Psalms in which it appears. The suppliant pleads in the language of
the law court. Against the lying accusations of his adversaries he
protests his innocence and appeals for a manifestation of divine
justice, that is, for deliverance out of his ordeal. 47
The suppliant Jonah found it possible to make literal use of this
terminology of water ordeal in his appeal from the depths, and Jesus saw
in Jonah’s trial by water the sign of his own judgment ordeal in the
heart of the earth. 48
Synonymous
with the motif of the ordeal by water is that of ordeal by combat with
sea-monsters. Thus, the Red Sea water ordeal becomes in certain Old
Testament passages a conflict of Yahweh against Leviathan. 49
Then in the New Testament there is a typological application of this
imagery to Jesus’ conflict with Satan in the course of his humiliation
unto death. 50
Hence, on our understanding of John’s baptism in general and of his
baptism of Jesus in particular, Jesus’ experience in the Jordan would
have been a symbolic anticipation of his ensuing victorious combat with
the Satanic-Dragon. We cannot, therefore, but view with new appreciation
the liturgies of the ancient church when they speak of Jesus crushing
the head of the dragon in his descent into the river for baptism. 51
Conclusions:
John the Baptist was sent as a messenger of the Old Covenant to its
final generation. His concern was not to prepare the world at large for
the coming of Christ but to summon Israel unto the Lord to whom they had
sworn allegiance at Sinai, ere his wrath broke upon them and the Mosaic
kingdom was terminated in the flames of messianic judgment. The demand
which John brought to Israel was focused in his call to baptism. This
baptism was not an ordinance to be observed by Israel in their
generations but a special sign for that terminal generation epitomizing
the particular crisis in covenant history represented by the mission of
John as messenger of the Lord’s ultimatum.
From
the angle of repentance and faith, John’s ultimatum could be seen as a
gracious invitation to the marriage feast of the Suzerain’s Son; and
John’s baptism, as a seal of the remission of sins. Bright with
promise in this regard was Jesus’ submission to John’s baptism. For
the passing of Jesus through the divine judgment in the water rite in
the Jordan meant to John’s baptism what the passing of Yahweh through
the curse of the knife rite of Genesis 15 meant to Abraham’s
circumcision. In each case the divine action constituted an invitation
to all recipients of these covenant signs of consecration to identify
themselves by faith with the Lord himself in their passage through the
ordeal. So they might be assured of emerging from the overwhelming curse
with a blessing. Jesus’ passage through the water ordeal with the
others who were baptized in the Jordan was also one in meaning with the
Lord’s presence with Israel in the theophany pillar during the passage
through the Red Sea, and in the ark of the covenant during their
crossing of the Jordan. 52
And the meaning of all these acts of the Lord of the covenant is
expressed in the promise: “But now thus saith the Lord that created
thee, O Jacob, and he that formed thee, O Israel, Fear not: for I have
redeemed thee, I have called thee by thy name; thou art mine. When thou
passest through the waters, I will be with thee; and through the rivers,
they shall not overflow thee: when thou walkest through the fire, thou
shalt not be burned; neither shall the flame kindle upon thee. For I am
the Lord thy God, the Holy One of Israel, thy Saviour” (Isa.
43:1–3a).
Viewed
from a more comprehensive vantage point, John’s baptism was a sign of
the ordeal through which Israel must pass to receive a judgment of
either curse or blessing, for it represented the demand of a
suzerainty-law covenant, an engagement sealed by dual sanctions. 53
The actual judgment, experienced by that generation to which John was
sent, was an ordeal unto the cursing and casting off of Israel, a
remnant only being excepted. 54
The city and the sanctuary were destroyed and the end thereof was with a
flood, a pouring out of desolation. 55
To this overflowing wrath the waters of John’s baptism had pointed, as
well as to the remission of sins received by the remnant according to
the election of grace.
By his message and baptism John thus proclaimed again to the seed of
Abraham the meaning of their circumcision. Circumcision was no guarantee
of inviolable privilege. It was a sign of the divine ordeal in which the
axe, laid unto the roots of the unfruitful trees cursed by Messiah,
would cut them off. 56
John’s baptism was in effect a re-circumcising.
1
See my “Law Covenant”, The
Westminster Theological Journal XXVII (November,
1964), 1, pp. 1–20, especially n. 30 (hereafter, “Law
Covenant”).
2
In his doctoral dissertation, Zur
Datierung der “Genesis-P-StÜcke”, Kampen,
1964, Samuel R. KÜlling argues from the treaty pattern in Genesis
17 to the unity and early date of the chapter. He indicates the
wider implications of his conclusions for documentary theories that
regard Genesis 17 as part of the supposed P source. On the treaty
pattern generally see my Treaty of the Great King, Grand
Rapids, 1936 (hereafter, TGK) .
7
McCarthy (op.
cit., pp. 55 ff.) rightly rejects the interpretation that
sees in the cutting up of an animal to make a covenant the idea of
an association of life effected through the mystic force of the
sacrificial blood. He defends the common view that the ceremony is a
Drohritus, an enacted curse threat against the swearer of the
oath lest he dare violate it.
8
The kind of animal used varied; sheep, ass, puppy, and pig are among
those mentioned in extra-biblical texts. For a discussion of
covenant ceremonies, including
Greek and Roman, which involved a young animal and a herb and of the
possible relevance of this for the Hebrew Passover lamb and hyssop
see G. E. Mendenhall, “Puppy and Lettuce in Northwest-Semitic
Covenant Making” Bulletin of the American Schools of Oriental
Research 133 (February, 1954), pp. 26–30. Cf. F. C.
Fensham, “Did a Treaty Between the Israelites and Kenites
Exist?”, Bulletin of the American Schools of Oriental Research 175
(October, 1964), pp. 51–54.
11
Cf.
Josh. 5:13 ; Rom. 13:4 ; Rev. 19:15 , 16 . The Joshua 5 theophany
account follows the record of the circumcising of the generation of
the wilderness wandering (Josh. 5:2 ff.). It is as if the sword of
the captain of the host of the Lord had been turned away from the
uncircumcised nation by their cutting the covenant allegiance oath
anew through circumcision and only then could be directed against
the Canaanites to cut them off from the land. Cf. Ezek 28:10
; 31:18 ; 32:10 ff. for the association of the death of the
uncircumcised with that of the victim of the sword. On this usage in
Ezekiel, cf. O. Eissfeldt, “Schwerterschlagene bei Hesekiel”
in Studies in Old Testament Prophecy, ed. H. H. Rowley, New
York, 1950, pp. 73–81. Cf. , too, the cutting off curse of
the hypocrite in IQS ii, 16, 17 and the appeal made to it by O. Betz
to interpret Matthew 24:51 and Acts 1:18 in “The Dichotomized
Servant and the End of Judas Iscariot”, Revue de Qumran 17,
5 (Oct. 1964), pp. 43–58.
15
The noun πέκδυσις
, “removal, stripping off”, is used in Col. 2:11 and the verb πεκδύομαι
in Col. 2:15 . The noun is found only here in Scripture and
elsewhere only in dependence on Paul. The verb is found only here
and in Col. 3:9 , which is, therefore, to be regarded as a further
exposition of circumcision.
21
Cf.
Matt. 26:31 , 32 ; Mk. 14:27 , 28 .
22
See C. F. D. Moule, “The Judgment Theme in the Sacraments” in The
Background of the New Testament and Its Eschatology (C.
H. Dodd Festschrift) , ed. W. D. Davies and D. Daube,
Cambridge, 1956, pp. 464–481. Moule develops the thesis that the
New Testament regards baptism and holy communion as anticipations of
the last judgment.
23
On this legal process see Julien Harvey, “Le ‘RÎb-Pattern’, rÉquisitoire
prophÉtique sur la rupture de l’alliance”, Biblica
43 (1962)
2 , pp. 172 - 196 . Cf. my TGK, p.
139 . Since the ways of the gods were portrayed after
human analogues, it is not surprising to find evidence of
such legal procedure in mythological texts as well as in
historical-legal documents. There is, for example, the
episode in the Ugaritic epic of Baal (Gordon UH 137) where
the god Yamm sends his messenger-witnesses (mlak ym tdt p nhr) with
an ultimatum to the assembly of the gods. The messengers address
them in the name of Yamm, “your lord” and “your master” (blkm
adnkm) , while the terror stricken gods are acknowledged by
El as “thy tributaries” (mnyk) and Yamm is promised
his “tribute” (argmn ; compare the use of this term in
the account of Niqmad’s tribute to his Hittite suzerain,
Shuppiluliuma in Gordon UH 118:18 , 24) . Significantly,
it is narrated that Baal was on the verge of slaying the
messengers. Such a rejection of the ultimatum would have challenged
Yamm to enter the second stage of his lawsuit. And, of course, as it
falls out, the case is determined in a trial by ordeal
through individual combat, Baal vanquishing the Sea-dragon and
securing for himself the eternal dominion.
25
Cf. Matt.
21:23–32 ; Mk. 11:27–33 ; Lk. 20:1–8 .
27
Cf.
Matt. 21:23 ; Mk. 11:28 ; Lk. 20:2 .
28
Cf. Matt.
21:40 , 41 .
29
Matt. 21:42 f.;
Mk. 12:10 f.; Lk. 20:17 f. Also structured according to the
pattern of the covenant lawsuit is the song of the vineyard in Isa.
5:1 ff., on which our Lord’s parable is an evident variation. The
judicial character of the song is plainly indicated by Yahweh’s
summons: “And now, O inhabitants of Jerusalem, and men of Judah,
judge I pray you, betwixt me and my vineyard” (v. 3). The parallel
between this song and Jesus’ parable thus penetrates beyond the
common figure of the vineyard to a common covenantal crisis and
judicial process.
30
A similar figure is used in the Nimrud treaty of Esarhaddon to
describe the vassal’s obligation to accept the lordship
of the crown prince Ashurbanipal when the time of his accession to
the throne had come: “You will set a fair path at his feet”
(line 54, translation of D. J. Wiseman in The Vassal-Treaties of
Esarhaddon, London, 1958, p. 34). The same demand expressed in
the same imagery was attributed by Isaiah (40:3) to the voice that
should cry in the wilderness, the voice with which John identified
himself (in. 1:23 ; cf. Matt. 3:3 ; Mk. 1:3 ; Lk. 3:4). On
the use and importance of Isaiah 40:3 in the Qumran community (cf.
IQS viii, 13, 14) see W. H. Brownlee, The Meaning of the Qumran
Scrolls for the Bible New York, 1964, pp. 83 ff., 110 ff.
31
Cf. Matt.
11:14 ; 17:12 , 13 ; Mk. 9:12 , 13 ; Lk. 1:17 .
33
Cf. Matt.
3:7 ff.; Lk. 3:7 ff.
34
Cf., e. g., Ezek.
36:25 ; Zech. 13:1 .
35
E. g., Jos.
7:14 ; Jon. 1:7 . According to one theory, the terms Urim and
Thummim derive respectively from roots meaning “curse” and “be
perfect”. The objects so designated would then serve as ordeal
devices, rendering one or the other verdicts indicated by their
names.
38
See Josh. 5:1 ; cf.
2:10 , 11 ; Exod. 15:13 ff. The legal pattern of a trial by ordeal
with its judicial cutting off and inheritance of land is pervasive
in Psalm 37 (see esp. vv. 9 ff., 22 , 33 f.).
39
See e. g.
Isa. 11:10–16 (cf. 27:1 , 12 , 13 ; 51:10 , 11); Zech.
10:10 , 11 .
41
One of the Qumran hymns (IQS, 3:28 ff.) depicts an eschatological
river of fire, “the torrents of Belial”, and it has been
suggested that possibly John had this in mind when he spoke of Jesus
baptizing with
fire. Some would trace this image to Persian eschatology, which
speaks of a river of molten metal through which all men must pass
and in the ordeal process be either purified or destroyed. (Cf.
W. H. Brownlee, “John the Baptist in the New Light of Ancient
Scrolls”, in The Scrolls and the New Testament, ed. Krister
Stendahl, New York, 1957, p. 42.) For the background of John’s
thought, however, we must remember that fire was along with water a
traditional ancient ordeal element. In fact, in the very prophecy
where the Old Testament delineates the mission of the Lord and his
Forerunner as final messengers of the covenant lawsuit, the
messianic judgment is portrayed as an ordeal by fire with dual
effects. For evildoers the fire of that day is the burning of an
oven to consume them, but for those who fear God’s name it is the
healing rays of the sun to refine them (Mal. 3:19 , 20 (4:1 , 2); cf.
3:2 , 3). And in connection with the idea of a river of judgment
fire, Daniel 7:9 , 10 is of interest. From the throne of the Ancient
of Days as he sits for judgment there issues a fiery stream. By it
the horn making great kingdom claims is consumed (vv. 11 , 26),
while the kingdom taken from him is given to the vindicated saints
of the Most High as an eternal possession (vv. 26 , 27). The total
structure of the passage thus follows the pattern of a judicial
ordeal. Compare also the delivering-destroying heavenly fire and the
lake of fire and brimstone in Rev. 20:9 ff. See too our remarks on I
Cor. 10:1 ff. below.
42
Satan contested
the verdict of sonship and that led to the ordeal by combat between
Jesus and Satan, beginning with the wilderness temptation
immediately after Jesus’ baptism and culminating in the
crucifixion and resurrection-vindication of the victorious Christ,
the prelude to his reception of all the kingdoms of the world (the
issue under dispute in the ordeal; cf. esp. Matt. 4:8 ff.;
Lk. 4:5 ff.). See further the discussion of Col. 2:11 ff. below. Cf.
Rom. 1:4 .
43
Agreeably, the heavenly verdict identifies Jesus
as the Servant of Isaiah’s songs (cf. Isa. 42:1), the one
who must be led as a lamb to the slaughter and have laid upon him
the iniquities of all his people. Cf. in this connection the
comments of Cullmann (Baptism in the New Testament, Chicago,
1950, pp. 20 f.) on the Baptist’s testimony in John 1:29–34 .
46
See, e. g., IQH
3:19 ff.; 5 (pervasively); 6:22 ff., cf. 32 ff.
47
Note, for example, Pss. 18:7 (6), (cf.
I Kg. 8:31 f.), 21–25 (20–24); 43:1 (viewed as part of a single
complex comprising Pss. 42 and 43); 69 (throughout, considered
particularly in its messianic realization). Of interest here are the
form critical views of H. Schmidt concerning the so-called
individual laments and especially the identity of the enemies of the
Psalmist.
51
Cf.
Per Lundberg, La typologie baptismale dans l’ancienne Église, Leipzig
and Uppsala, 1942, pp. 10 ff., 225 ff., 229 ff. Early baptismal
prayers recited the Lord’s supernatural way in the waters in
events like creation, the deluge, and the Red Sea and Jordan
crossings. Singularly apposite is the anchoring of God’s
redemptive acts of subduing and dividing the ordeal waves in his
creation acts of dividing and bounding the chaos waters in order
that the dry land, inheritance of man, might appear. (It may be
recalled here that in ancient mythology the slaying of the chaos
dragon is the necessary preliminary to the establishment of the
world order.) There is indeed an allegorical strain in these ancient
prayers, but they did achieve a live sense of identification with
the eschatological current of redemptive history, something our
denatured modern baptismal forms would do well to recapture.
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